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Financial Information Authority
Results: 896

#	Item
241	ESME 5 March 2008 Report of ESME on Competent Authority pertaining to Issuers Publication of Regulated Information Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-13 06:57:52 Investment European Union directives Financial markets European Union Financial regulation Markets in Financial Instruments Directive Prospectus Securities Act Securities market Stock market Financial economics Financial system
242	BATS Chi-X Europe TRF FIX Specification Version 1.19 19th January[removed]BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-01-30 04:17:19 Financial markets Computing Financial Information eXchange Communications protocol Transmission Control Protocol Bat Data Information Market data
243	EIOPA-OPSG[removed]OPSG Feedback statement on EIOPA Good practices on information provision for DC schemes Add to Reading List Source URL: eiopa.europa.eu Language: English - Date: 2014-12-12 03:36:51 Financial services Economics European Union directives European Union Pension European Insurance and Occupational Pensions Authority Institutions for Occupational Retirement Provision Directive Undertakings for Collective Investment in Transferable Securities Directives Defined benefit pension plan Investment Pensions in the United Kingdom Financial economics
244	BATS Chi-X Europe FIX Specification Version[removed]February, 2014 BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-02-24 06:02:38 Finance Order Dark liquidity Bat BATS Chi-X Europe Immediate or cancel Financial Information eXchange Uniform Symbology Tick size Stock market Financial economics Investment
245	PROGRESSIVE ASSET MANAGEMENT NOTICE OF PRIVACY POLICY AND FINRA PUBLIC DISCLOSURE STATEMENT Dear Valued Client: Progressive Asset Management considers the confidentiality of client information a top priority. At this tim Add to Reading List Source URL: www.progressiveassetmanagement.com Language: English - Date: 2013-08-28 14:26:09 Financial economics Financial Industry Regulatory Authority United States securities law Securities Investor Protection Corporation Internet privacy Privacy Business Investment Self-regulatory organizations Ethics
246	STATEMENT OF PROTOCOL FOR THE EXCHANGE OF CONFIDENTIAL INFORMATION BETWEEN THE PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD OF THE UNITED STATES AND THE ISRAEL SECURITIES AUTHORITY The Public Company Accounting Oversight S Add to Reading List Source URL: pcaobus.org Language: English - Date: 2011-11-18 12:36:04 Finance Public Company Accounting Oversight Board Sarbanes–Oxley Act Audit Israel Securities Authority Financial audit Audit committee Auditing Accountancy Business
247	Agency and Mission Information Executive Summary 4 Vision, Mission, and Values Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 15:36:58 Financial regulation Self-regulatory organizations Investment Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Financial economics United States securities law Finance
248	Microsoft Word - CEIOPS-DOC[removed]Information exchange.doc Add to Reading List Source URL: eiopa.europa.eu Language: English - Date: 2014-09-19 11:29:08 Investment Financial economics Reinsurance Insurance Economy of the European Union European Insurance and Occupational Pensions Authority European Union
249	Press Release Interactive Data Announces Enhancements to FINRA-Interactive Data Structured Trading Aggregate Reports Available in Vantage New Information within Trading Reports Provides More Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:29:44 Financial data vendors Financial Industry Regulatory Authority United States securities law Interactive Data Corporation Investment banking Hedge fund Securitization Market data Transparency Financial economics Finance Investment
250	Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasda Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 Financial markets United States securities law Self-regulatory organizations Securities Exchange Act United States Securities and Exchange Commission Chicago Stock Exchange Financial Industry Regulatory Authority Algorithmic trading Stock market Financial economics Finance Financial system

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